Ethical Challenges in the Finance Industry
1.What must you do to prepare yourself for those challenges? Identify and examine some of the major contemporary ethical issues/problems in the finance industry and critically analyse some of the main ethical challenges that you would face when working in the finance industry. In your report you must consider what you must do to prepare yourself for those challenges.”
The Ethics Report must be written using the report format. It must have a cover page, a signed declaration that it is your own work and an executive summary. The cover page and declaration are not included in the word count and are excluded from the similarity score. Certain key words and key phrases (each phrase with up to a maximum of 3 words) are also not included in the word count and will generally be excluded from the similarity score. Short quotations of up to 20 words are permitted from a single source and the total word count of all quotations used must not exceed 40 words. Your report would still be considered as plagiarized if a sentence or a sequence of sentences is edited using slight modifications of the original words. The sources must be acknowledged and referenced correctly, using the Harvard Referencing Guide. Your report must have both in-text references and a list of those references used.
You must write in your own words using your own structure for the report. You must show your critical understanding of the ethical issues, problems and challenges. Whenever possible, illustrate with your own example(s) and/or appropriate graph(s).
SAMPLE SOLUTION
Executive Summary
Financial professionals have a responsibility of observing the various legal requirements and standards in the industry and acting according to ethical principles. Acting ethically entails obeying the profession’s standards of conduct and professional practices. Recently, there have been various scandals and increasing concerns over conflict of interests. Agents in the industry have devised different ways of hiding the truth and defrauding customers and shareholders. The net effect of such unethical practices is lack of trust by the public in financial institutions. As such, it is critical that employees redeem the image of the financial sector by observing high ethical principles and deploying measures to overcome the various ethical challenges. This paper aims at analyzing different ethical issues and problems and how they can be addressed
Sample Solutions
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